Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Leone has been in the financial industry since 1999. Christopher is a Registered Representative and Investment Advisor Representative at Merrill Lynch, Pierce, Fenner & Smith Inc. in Pittsford, NY. Christopher has a wide range of experience including providing advisory services to individuals, businesses, high-net-worth individuals, insurance companies, charitable organizations, and pension and profit-sharing plans. Before joining Merrill Lynch, Pierce, Fenner & Smith Inc., Christopher worked at M&T Securities, Inc. and Signator Investors, Inc. Christopher holds several licenses and registrations including Series 6, 7, 31, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/04/2004 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSFORD NY)
MD
03/18/1999 - 07/18/2000
M&T SECURITIES, INC. (BALTIMORE MD)
MA
09/21/1998 - 02/18/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 11/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 10/10/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/17/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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