Unclaimed
Christopher Janc is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Chicago, Illinois. Christopher has been in the industry for nine years and has experience in various roles within the financial services sector. Currently, Christopher is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Illinois as a Registered Representative. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Christopher worked with Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC. Christopher specializes in working with high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans, and charitable organizations. He holds licenses including Series 7, 9, 10, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
03/17/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
MO
09/22/2021 - 11/18/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
IL
01/13/2010 - 08/21/2017
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
BOTH
Issued 03/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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