Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher M. Groman is a financial advisor with over 9 years of experience in the industry. Christopher is a Registered Representative and Investment Advisor Representative at AE Wealth Management, LLC. Christopher is also a licensed insurance agent with The LifeWealth Group. Previously, Christopher has worked for Northwestern Mutual Investment Services, LLC, Ameriprise Financial Services, LLC, PNC Investments, LPL Financial LLC, Scottrade, Inc. and Edward Jones. Christopher is licensed to provide securities and investment advisory services in Florida. Christopher has earned the Series 6, 7, and 66 licenses, as well as the Securities Industry Essentials (SIE) Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/20/2024 - Present
AE Wealth Management, LLC (Winter Garden FL)
FL
06/01/2022 - 02/20/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TAMPA FL)
FL
06/29/2020 - 04/26/2021
AMERIPRISE FINANCIAL SERVICES, LLC (ORLANDO FL)
OH
07/10/2019 - 06/12/2020
PNC INVESTMENTS (CLEVELAND OH)
FL
10/03/2017 - 12/14/2017
LPL FINANCIAL LLC (CELEBRATION FL)
FL
04/05/2017 - 09/11/2017
SCOTTRADE, INC. (ORLANDO FL)
MO
07/25/2016 - 01/17/2017
EDWARD JONES (ST. LOUIS MO)
FL
03/25/2013 - 07/26/2016
J.P. MORGAN SECURITIES LLC (ORLANDO FL)
BOTH
Issued 10/22/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/22/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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