Unclaimed
Christopher Cox is a registered representative with Northwestern Mutual Investment Services, LLC. Christopher is licensed in Minnesota and has been in the industry since December 2012. Christopher has passed the Series 6, 7 and 63 exams. Christopher is currently located in Minnetonka, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
01/22/2020 - Present
Northwestern Mutual Investment Services, LLC (Minnetonka MN)
WI
12/19/2012 - 02/05/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)
BC
Issued 05/28/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/18/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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