Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Caledonia is an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc.. Christopher is a registered investment advisor in Florida and a registered investment advisor representative in Texas. Christopher has been in the securities industry since May 14, 2000. Christopher has worked at a variety of firms over the years, including Morgan Stanley & Co., Incorporated and Gunnallen Financial, Inc. Christopher holds the Series 7, Series 10, Series 31, Series 63, Series 65, and Series 9 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/28/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SARASOTA FL)
FL
04/02/2007 - 05/15/2007
MORGAN STANLEY & CO., INCORPORATED (SARASOTA FL)
FL
01/09/2002 - 04/02/2007
MORGAN STANLEY DW INC. (SARASOTA FL)
FL
05/09/2000 - 01/02/2002
GUNNALLEN FINANCIAL, INC (TAMPA FL)
IA
Issued 02/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/15/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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