Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Cannon is a financial advisor with UBS Financial Services Inc. Christopher Cannon is a licensed professional with over 23 years of experience in the financial services industry. Christopher Cannon currently holds registrations in Arizona, California, Florida, Kansas, North Carolina, Tennessee, Texas and Utah. Christopher Cannon is licensed to provide investment advice and financial planning services to individuals, businesses, and institutions. Christopher Cannon is also registered with the Financial Industry Regulatory Authority (FINRA) as a general securities principal. Christopher Cannon has a proven track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/08/2014 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
08/18/1999 - 01/23/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/22/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2008
Series 24 - General Securities Principal Examination
BC
Issued 12/01/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/13/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2006
Series 3 - National Commodity Futures Examination
BC
Issued 03/26/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Christopher Cannon is the right advisor for you? Invested Better is here to help.
