Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Davis is an active investment advisor representative with over 30 years of experience in the industry. Christopher is currently registered with &partners in New York and Ohio. Christopher has previously been registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, WELLS FARGO CLEARING SERVICES, LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., WELLS FARGO CLEARING SERVICES, LLC, PRUDENTIAL SECURITIES INCORPORATED, and PAINEWEBBER INCORPORATED. Christopher holds Series 3, 7, 8, 9, 10, 63, and 65 licenses and has experience with a wide range of investments. Christopher specializes in providing financial planning, portfolio management, pension consulting, educational seminars, and publication of periodicals. Christopher has a strong track record of success and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
NY
11/14/2023 - Present
&partners (OYSTER BAY NY)
MD
02/17/2023 - 07/17/2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BETHESDA MD)
NY
07/10/2018 - 06/24/2022
WELLS FARGO CLEARING SERVICES, LLC (MELVILLE NY)
NY
05/07/2018 - 06/21/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
07/01/2003 - 05/14/2018
WELLS FARGO CLEARING SERVICES, LLC (MELVILLE NY)
NY
02/22/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
06/26/1992 - 02/04/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 11/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/19/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1998
Series 3 - National Commodity Futures Examination
BC
Issued 06/24/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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