Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Tota is a financial advisor with Cantor Fitzgerald & Co. with over 30 years of experience in the industry. Christopher began his career in 1991 and has held positions at several firms including PaineWebber Incorporated, Bear, Stearns & Co. Inc., E.J. De La Rosa & Co., Inc., William Blair, and Mesirow Financial, Inc. Christopher currently holds his Series 63, 53, 52, and SIE licenses. Christopher has been registered with the state of Tennessee since 2023 and has a branch office in Memphis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TN
12/21/2023 - Present
Cantor Fitzgerald & Co. (MEMPHIS TN)
TN
03/17/2017 - 04/03/2023
MESIROW FINANCIAL, INC. (Brentwood TN)
CA
04/04/2014 - 01/20/2017
WILLIAM BLAIR (LOS ANGELES CA)
CA
08/12/2008 - 04/09/2014
E.J. DE LA ROSA & CO., INC. (LOS ANGELES CA)
NY
11/18/1999 - 07/18/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
06/21/1991 - 11/10/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 04/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/16/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1991
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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