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Christopher Louis Pepe

BMO Capital Markets Corp.

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About Christopher Louis Pepe

Christopher Louis Pepe is a registered representative with BMO Capital Markets Corp. based in New York, NY. Christopher has been in the securities industry since 1989 and has a strong track record of success. Christopher is a highly skilled and experienced professional with a deep understanding of the financial markets. Christopher is dedicated to providing clients with the highest level of service and personalized attention.

Firm Information

Christopher Pepe is currently registered with BMO Capital Markets Corp.. BMO Capital Markets Corp. is a Corporation headquartered in NEW YORK, NY. Founded in March 1988, the firm has a broad reach with state-level registrations in all 50 states plus Puerto Rico and the Virgin Islands. It offers investment advisory services, including portfolio management for pooled investment vehicles, and holds approximately $10 billion - $50 billion in assets. BMO Capital Markets Corp. primarily serves investment companies and pooled investment vehicles, with a total of 113 clients and $796,416,350 in regulatory assets under management.
BMO Capital Markets Corp.

151 WEST 42ND STREET

NEW YORK, NY 10036

$796.42M

Assets Under Management

113

Total Clients

178

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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provision of securities trading ideas and research

Provision of securities trading ideas and research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees for securities trading ideas and research

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Christopher Pepe’s Registration & Firm History

NY

06/24/2022 - Present

BMO Capital Markets Corp. (New York NY)

NY

08/31/2011 - 06/15/2022

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

IL

06/08/2009 - 12/12/2011

TTBD, LLC (CHICAGO IL)

NY

07/24/2007 - 08/20/2008

BGC FINANCIAL, L.P. (NEW YORK NY)

NY

07/24/2007 - 05/01/2008

BGC SECURITIES (NEW YORK NY)

NY

08/01/2006 - 07/24/2007

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

09/23/1998 - 08/01/2006

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

NY

05/22/2000 - 01/23/2002

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

05/18/2000 - 02/06/2001

CANTOR FITZGERALD PARTNERS (NEW YORK NY)

NY

03/27/1992 - 09/10/1998

EXCO USA SECURITIES INC. (NEW YORK NY)

NA

02/28/1991 - 03/11/1992

FUNDAMENTAL BROKERS

NA

11/24/1989 - 02/28/1991

FUNDAMENTAL BROKERS INC.

NA

05/22/1989 - 08/21/1989

TGB CORPORATION

NA

06/02/1988 - 11/29/1988

ANDREW ALEN SECURITIES, INC.

NA

05/20/1986 - 08/11/1986

MONMOUTH INVESTMENTS, INC.

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Licenses & Designations

BC

Issued 08/01/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Louis Pepe.
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