Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Paternoster is a financial professional with over 28 years of experience in the securities industry. Christopher is currently registered with Hilltop Securities Inc. Previously, Christopher was registered with CANTOR FITZGERALD & CO., UBS SECURITIES LLC, PAINEWEBBER INCORPORATED, MERIT CAPITAL ASSOCIATES, INC. and KIDDER, PEABODY & CO. INCORPORATED. Christopher holds licenses including Series 7, Series 24, and Series 63. Christopher has a strong track record of providing financial advice and investment management services to individual investors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
NY
03/14/2016 - Present
Hilltop Securities Inc. (NEW YORK NY)
NY
05/28/2008 - 12/15/2015
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
12/01/2000 - 05/27/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
08/04/1997 - 12/01/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CT
04/03/1995 - 10/08/1996
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
NY
02/03/1993 - 01/17/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
BC
Issued 05/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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