Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Monaco is a financial professional with over 11 years of experience in the industry. Christopher has worked with Scotia Capital (usa) Inc. since 2018, previously holding positions at Clarkssons Platou Securities, Inc. and Brownstone Investment Group, LLC. Christopher is licensed to offer investment advice and securities products in all 50 states, the District of Columbia, and Puerto Rico. Christopher holds the Series 4, 7, 24, 55, 57 and 63 licenses as well as the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/23/2018 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
12/23/2016 - 04/05/2018
CLARKSONS PLATOU SECURITIES, INC. (NEW YORK NY)
NY
10/16/2012 - 09/18/2014
BROWNSTONE INVESTMENT GROUP, LLC (NEW YORK NY)
BC
Issued 12/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2024
Series 4 - Registered Options Principal Examination
BC
Issued 05/16/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2018
Series 57 - Securities Trader Exam
BC
Issued 04/16/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/15/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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