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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Louis Mitta is a financial advisor who has been in the industry since January 23, 1990. Currently, Christopher Louis Mitta is registered with LPL Financial LLC and has a branch office in Raleigh, NC. Christopher Louis Mitta has been registered with LPL Financial LLC since August 31, 2020. Christopher Louis Mitta has experience with a variety of firms including AXA Advisors, LLC, MONY Securities Corporation and The Mutual Life Insurance Company of New York. Christopher Louis Mitta is licensed in 20 states and is a registered investment advisor in North Carolina. Christopher Louis Mitta is active in the industry and has a passion for helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/31/2020 - Present
LPL Financial LLC (RALEIGH NC)
NY
06/01/2005 - 10/19/2005
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/24/1990 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
01/24/1990 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
BOTH
Issued 08/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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