Unclaimed
Christopher Licata is a financial advisor with Stonex Advisors Inc. Christopher has been in the financial services industry since 1988 and has worked with firms such as IFS Securities, Sterne Agee Financial Services, Inc., Sterling Enterprises Group, Inc., Paine Webber Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and J. B. Hanauer & Co. Christopher is registered in Alabama, Florida, Georgia, Indiana, Massachusetts, Mississippi, New York, South Carolina, Tennessee, Washington, and Wisconsin. Christopher also holds the following licenses: Series 7, Series 63, Series 62, Series 65, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
09/27/2019 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
GA
01/23/2014 - 09/17/2019
IFS SECURITIES (ATLANTA GA)
FL
12/13/2012 - 12/21/2013
STERNE AGEE FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
06/16/2000 - 01/29/2013
STERLING ENTERPRISES GROUP, INC. (ST. PETERSBURG FL)
NJ
03/05/1997 - 06/30/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/13/1991 - 03/27/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
11/28/1988 - 03/22/1991
J. B. HANAUER & CO. (PARSIPPANY NJ)
NA
03/23/1988 - 11/19/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
IA
Issued 09/17/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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