Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lappas is a registered investment advisor representative with Oppenheimer & Co. Inc., with over 27 years of experience in the industry. Christopher is registered in Connecticut and has a Series 7, 9, 10, 63 and 65 licenses. Previously, Christopher worked at Stifel, Nicolaus & Company, Incorporated and Sterne, Agee & Leach, Inc. Christopher has a wide range of specializations, including portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CT
10/02/2018 - Present
Oppenheimer & Co. Inc. (STAMFORD CT)
NJ
07/07/2015 - 09/28/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (HACKENSACK NJ)
NY
10/01/2013 - 07/07/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
01/11/2013 - 10/15/2013
SNOWDEN ACCOUNT SERVICES, INC. (NEW YORK NY)
FL
07/19/2012 - 11/26/2012
HERBERT J. SIMS & CO. INC. (BOCA RATON FL)
NY
06/29/2007 - 01/03/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
CT
04/25/2006 - 05/31/2007
WACHOVIA SECURITIES, LLC (WESTPORT CT)
MO
07/01/2003 - 01/28/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
06/15/1999 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/01/1992 - 06/04/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
03/25/1992 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NY
06/25/1991 - 08/09/1991
FAHNESTOCK & CO., INC. (NEW YORK NY)
IA
Issued 04/11/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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