Unclaimed
Christopher Lomas is a financial professional registered with Brean Capital, LLC. Christopher has been in the financial services industry since 2013 and is licensed in all 50 states plus the District of Columbia and Puerto Rico. Christopher holds FINRA Series 7, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
06/14/2023 - Present
Brean Capital, LLC (Memphis TN)
TN
05/17/2013 - 06/09/2023
TRUIST SECURITIES, INC. (MEMPHIS TN)
BC
Issued 03/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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