Unclaimed
Christopher Li is a registered representative with Ernst & Young Capital Advisors, LLC. Christopher is licensed to sell securities in five states including California, Illinois, Massachusetts, New York and Texas. Christopher has been in the securities industry since 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/05/2023 - Present
Ernst & Young Capital Advisors, LLC (NEW YORK NY)
NY
07/31/2022 - 03/27/2023
LINCOLN INTERNATIONAL LLC (NEW YORK NY)
BC
Issued 08/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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