Unclaimed
Christopher Lauriello is a financial advisor at Charles Schwab & CO., Inc. Christopher has been in the financial services industry since 2017 and has a diverse background in both brokerage and investment advisory services. Christopher has earned the Series 3, 4, 7, 9, 10, 34, 63 and 66 licenses, along with the SIE. Christopher is registered in multiple states, including Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
09/06/2021 - Present
Charles Schwab & CO., Inc. (Maplewood MO)
MO
02/26/2018 - 12/31/2020
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
05/23/2017 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BOTH
Issued 09/04/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2021
Series 4 - Registered Options Principal Examination
BC
Issued 03/31/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/06/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/04/2019
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 01/07/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Christopher Lauriello is the right advisor for you? Invested Better is here to help.