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Christopher Lewis Castellaw

J.p. Morgan Securities LLC

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About Christopher Lewis Castellaw

Christopher Castellaw is a registered representative with J.p. Morgan Securities LLC and has been in the industry since 1999. Christopher Castellaw is also an Investment Adviser Representative with J.p. Morgan Securities LLC. Christopher Castellaw holds Series 7, Series 63, and Series 65 licenses. Christopher Castellaw has been registered with the Securities and Exchange Commission (SEC) since 2019. Christopher Castellaw has held previous registrations with UBS Financial Services Inc., Deutsche Bank Securities Inc., DB Alex. Brown LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. Christopher Castellaw's professional experience includes working as a financial advisor at UBS Financial Services Inc. and as a financial advisor at JPMorgan Chase Bank, N.A. Christopher Castellaw is also an employee of JPMorgan Bank and is able to offer certain bank products and services.

Firm Information

Christopher Castellaw is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Christopher Castellaw’s Registration & Firm History

GA

03/04/2019 - Present

J.p. Morgan Securities LLC (ATLANTA GA)

GA

11/20/2008 - 02/12/2019

UBS FINANCIAL SERVICES INC. (ATLANTA GA)

GA

01/13/2001 - 12/18/2008

DEUTSCHE BANK SECURITIES INC. (ATLANTA GA)

MD

04/14/2000 - 01/13/2001

DB ALEX. BROWN LLC (BALTIMORE MD)

NJ

04/05/1999 - 04/07/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

IA

Issued 03/17/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/10/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Christopher Lewis Castellaw. Review regulatory record here.
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