Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lewis is a registered representative with Needham & Company, LLC. Christopher has been in the securities industry since 2008. Christopher holds the Series 7, Series 63, and Series 66 licenses. Christopher is registered in Alabama, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, Nevada, New Jersey, New York, Ohio, Oregon, Pennsylvania, Tennessee, Texas, Utah, Virginia and Washington. Prior to joining Needham & Company, LLC, Christopher was employed by TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, Jefferies LLC, and PRUDENTIAL EQUITY GROUP, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
02/09/2022 - Present
Needham & Company, LLC (NEW YORK NY)
NJ
08/28/2018 - 12/26/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HACKENSACK NJ)
NY
09/17/2007 - 04/18/2018
JEFFERIES LLC (NEW YORK NY)
NY
01/01/2005 - 06/18/2007
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
BC
Issued 01/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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