Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lew is a registered representative with Rabo Securities USA, Inc. Christopher has been in the securities industry since 2005. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, Series 79TO, and SIE licenses. Christopher was previously employed by J.P. MORGAN SECURITIES INC. Christopher's current registration is with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/18/2006 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
01/01/2005 - 03/07/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 03/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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