Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher McCain is a financial advisor with Cuso Financial Services, LP. Christopher has been in the industry for over 17 years and has held previous positions with LPL Financial LLC, Chase Investment Services Corp., WAMU Investments, Inc., BANC of America Investment Services, Inc., and Morgan Stanley DW Inc.. Christopher is also registered with Sorrento Pacific Financial, LLC. Christopher is a Certified Financial Planner and holds the Series 7, Series 63, Series 65, Series 24, Series 31, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/21/2015 - Present
Cuso Financial Services, LP (SAN DIEGO CA)
CA
07/01/2015 - 10/02/2015
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
05/02/2009 - 08/06/2009
CHASE INVESTMENT SERVICES CORP. (ALPINE CA)
CA
02/17/2009 - 05/02/2009
WAMU INVESTMENTS, INC. (ALPINE CA)
CA
09/18/2002 - 02/11/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN DIEGO CA)
NY
01/31/2000 - 06/27/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2000
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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