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Christopher Leonard Landa

THE O.n. Equity Sales Co.

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About Christopher Leonard Landa

Christopher Leonard Landa is a registered representative with The O.n. Equity Sales Co. with a branch office location in Missoula, MT. Christopher has been in the industry since October 21, 1989. Christopher has passed the Series 6, 7, 62, and SIE exams, and is registered in the following states: Alaska, California, Colorado, Montana, Oregon, Texas, and Washington. Christopher previously worked at LPL FINANCIAL LLC, PRINCIPAL SECURITIES, INC., SIGNATOR FINANCIAL SERVICES, INC., AMERITAS INVESTMENT CORP., MUTUAL SECURITIES, INC., METROPOLITAN INVESTMENT SECURITIES, INC., PACIFIC HARBOR SECURITIES, INC., PNMR SECURITIES, INC., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA.

Firm Information

Christopher Landa is currently registered with THE O.n. Equity Sales Co.. THE O.n. Equity Sales Co. is a Corporation that was formed on August 22, 1968. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Landa’s Registration & Firm History

MT

09/14/2018 - Present

THE O.n. Equity Sales Co. (Missoula MT)

WA

06/06/2017 - 04/23/2018

LPL FINANCIAL LLC (EDMONDS WA)

WA

07/24/2015 - 06/12/2017

PRINCIPAL SECURITIES, INC. (Edmonds WA)

WA

11/01/2012 - 08/07/2015

SIGNATOR FINANCIAL SERVICES, INC. (EDMONDS WA)

WA

06/15/2004 - 11/28/2012

AMERITAS INVESTMENT CORP. (EDMONDS WA)

CA

12/16/2003 - 06/15/2004

MUTUAL SECURITIES, INC. (CAMARILLO CA)

WA

09/05/2000 - 12/15/2003

METROPOLITAN INVESTMENT SECURITIES, INC. (SPOKANE WA)

UT

05/28/1998 - 07/19/2000

PACIFIC HARBOR SECURITIES, INC. (HIGHLAND UT)

NA

05/06/1998 - 05/28/1998

PACIFIC HARBOR SECURITIES, INC.

UT

09/27/1993 - 05/06/1998

PACIFIC HARBOR SECURITIES, INC. (HIGHLAND UT)

MA

05/31/1990 - 09/27/1993

PNMR SECURITIES, INC. (BOSTON MA)

NJ

11/25/1988 - 01/09/1990

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

11/25/1988 - 01/09/1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 11/23/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2015

Series 7 - General Securities Representative Examination

BC

Issued 12/16/2000

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 11/23/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Christopher Leonard Landa. Review regulatory record here.
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