Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Brown is a financial advisor with over 10 years of experience in the industry. Currently, Christopher is affiliated with Tiaa-Cref Individual & Institutional Services, LLC. Christopher has worked with previous firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, PRUCO Securities, LLC, TD Ameritrade, Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., and E*TRADE SECURITIES LLC. Christopher holds Series 7, Series 63, Series 66, SIE, and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
01/01/2016 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
NY
02/15/2013 - 08/07/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
04/21/2011 - 06/17/2011
PRUCO SECURITIES, LLC. (CHARLOTTE NC)
SC
04/23/2009 - 11/19/2009
TD AMERITRADE, INC. (COLUMBIA SC)
NC
08/08/2008 - 03/18/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
03/20/2007 - 07/10/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 04/24/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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