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Christopher Leo Arnold

Tiaa-Cref Individual & Institutional Services, LLC

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About Christopher Leo Arnold

Christopher Arnold is a financial advisor with over 20 years of experience in the industry. Christopher is registered with TIAA-CREF Individual & Institutional Services, LLC. Christopher has held previous roles with Lincoln Financial Advisors Corporation, Allstate Financial Services, LLC, The O.N. Equity Sales Company, Farmers Financial Solutions, LLC, CUE, Cal Fed Investments, Morgan Stanley DW Inc., and BA Investment Services, Inc.. Christopher has a wide range of experience in the financial services industry. Christopher is dedicated to providing his clients with personalized financial advice and guidance.

Firm Information

Christopher Arnold is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Christopher Arnold’s Registration & Firm History

TX

04/05/2023 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)

CA

06/10/2022 - 01/17/2023

LINCOLN FINANCIAL ADVISORS CORPORATION (SACRAMENTO CA)

CA

07/24/2019 - 08/05/2020

ALLSTATE FINANCIAL SERVICES, LLC (San Mateo CA)

CA

05/29/2008 - 12/31/2009

THE O.N. EQUITY SALES COMPANY (SAN FRANCISCO CA)

CA

12/01/2005 - 06/08/2006

FARMERS FINANCIAL SOLUTIONS, LLC (SAN FRANCISCO CA)

AZ

01/21/2004 - 07/16/2004

CUE (PHOENIX AZ)

CA

11/26/2001 - 11/04/2002

CAL FED INVESTMENTS (SACRAMENTO CA)

NY

04/21/1999 - 10/23/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

CA

03/17/1997 - 03/23/1999

BA INVESTMENT SERVICES, INC. (OAKLAND CA)

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Licenses & Designations

IA

Issued 04/27/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/13/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/17/2019

Series 7TO - General Securities Representative Examination

BC

Issued 07/24/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/11/2019

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 06/02/1999

Series 7 - General Securities Representative Examination

BC

Issued 03/15/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Leo Arnold.
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