Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Wellman is a financial advisor with over 19 years of experience. Christopher is registered with the state of California as an investment advisor representative and is affiliated with Independent Financial Group, LLC, a firm that manages over $6.7 billion in assets. Prior to joining Independent Financial Group, Christopher was with Cetera Advisor Networks LLC and Dunham and Associates Investment Counsel, Inc. Christopher holds the Series 63, Series 66, and Series 7 licenses, as well as the SIE and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/30/2019 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
VA
01/04/2010 - 05/05/2015
CETERA ADVISOR NETWORKS LLC (VIENNA VA)
CA
11/04/2005 - 08/14/2009
DUNHAM AND ASSOCIATES INVESTMENT COUNSEL, INC. (SAN DIEGO CA)
SC
03/23/2004 - 11/04/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
10/05/2001 - 11/04/2002
M.L. STERN & CO., LLC. (BEVERLY HILLS CA)
BOTH
Issued 02/24/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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