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Christopher Lee Vazquez

Osaic Wealth, Inc.

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About Christopher Lee Vazquez

Christopher Vazquez is a financial advisor with Osaic Wealth, Inc. Christopher has been in the industry since 2003 and has held registrations with several firms including Woodbury Financial Services, Inc. and Santander Securities LLC. Christopher is licensed to provide investment advice in Connecticut, Florida, Georgia, New Jersey, New York, Pennsylvania, and Virginia.

Firm Information

Christopher Vazquez is currently registered with Osaic Wealth, Inc.. Osaic Wealth, Inc. is a corporation headquartered in Scottsdale, AZ. The firm has been approved and operates as an investment advisor, offering financial planning, pension consulting, and educational seminars. Osaic Wealth, Inc. manages assets for individuals, businesses, and charitable organizations, and participates in wrap fee programs.
Osaic Wealth, Inc.

18700 N. HAYDEN ROAD

SCOTTSDALE, AZ 85255

$94.56B

Assets Under Management

39,691

Total Clients

8,460

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Vazquez’s Registration & Firm History

NY

01/19/2024 - Present

Osaic Wealth, Inc. (MANHASSET NY)

NY

10/10/2020 - 01/19/2024

WOODBURY FINANCIAL SERVICES, INC. (MANHASSET NY)

NY

02/08/2016 - 08/28/2020

SANTANDER SECURITIES LLC (BAYSIDE NY)

NY

03/31/2011 - 02/01/2016

LPL FINANCIAL LLC (MIDDLE VILLAGE NY)

NY

08/06/2010 - 03/24/2011

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

12/15/2009 - 08/13/2010

LPL FINANCIAL CORPORATION (LONG ISLAND CITY NY)

NY

12/19/2008 - 12/11/2009

CHASE INVESTMENT SERVICES CORP. (FREEPORT NY)

NY

06/10/2008 - 12/18/2008

AXA ADVISORS, LLC (LAKE SUCCESS NY)

NY

03/04/2008 - 06/09/2008

LPL FINANCIAL CORPORATION (NEW ROCHELLE NY)

NY

01/03/2007 - 03/04/2008

IFMG SECURITIES, INC. (NEW YORK NY)

NY

03/30/2004 - 12/20/2006

IFMG SECURITIES, INC. (NEW YORK NY)

MN

08/11/2003 - 03/25/2004

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

08/11/2003 - 03/25/2004

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 08/22/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher Lee Vazquez. Review regulatory record here.
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