Unclaimed
Christopher Vazquez is a financial advisor with Osaic Wealth, Inc. Christopher has been in the industry since 2003 and has held registrations with several firms including Woodbury Financial Services, Inc. and Santander Securities LLC. Christopher is licensed to provide investment advice in Connecticut, Florida, Georgia, New Jersey, New York, Pennsylvania, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/19/2024 - Present
Osaic Wealth, Inc. (MANHASSET NY)
NY
10/10/2020 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (MANHASSET NY)
NY
02/08/2016 - 08/28/2020
SANTANDER SECURITIES LLC (BAYSIDE NY)
NY
03/31/2011 - 02/01/2016
LPL FINANCIAL LLC (MIDDLE VILLAGE NY)
NY
08/06/2010 - 03/24/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
12/15/2009 - 08/13/2010
LPL FINANCIAL CORPORATION (LONG ISLAND CITY NY)
NY
12/19/2008 - 12/11/2009
CHASE INVESTMENT SERVICES CORP. (FREEPORT NY)
NY
06/10/2008 - 12/18/2008
AXA ADVISORS, LLC (LAKE SUCCESS NY)
NY
03/04/2008 - 06/09/2008
LPL FINANCIAL CORPORATION (NEW ROCHELLE NY)
NY
01/03/2007 - 03/04/2008
IFMG SECURITIES, INC. (NEW YORK NY)
NY
03/30/2004 - 12/20/2006
IFMG SECURITIES, INC. (NEW YORK NY)
MN
08/11/2003 - 03/25/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/11/2003 - 03/25/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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