Unclaimed
Christopher Stauffer is an investment advisor representative at Cetera Investment Advisers LLC. Christopher has been in the industry since February 1, 2004 and is licensed in Iowa, Florida, Minnesota, and Missouri. Christopher is currently licensed to provide investment advice and is a board member of the Iowa Falls Community School District. Christopher is also a board member of the Friends of Calkin's Nature Area. Christopher has also previously worked for Princor Financial Services Corporation, J.P. Morgan Institutional Investments Inc., and American Century Investment Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
01/21/2014 - Present
Cetera Investment Advisers LLC (IOWA FALLS IA)
IA
01/10/2012 - 04/15/2013
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
09/26/2007 - 12/31/2009
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
12/12/2003 - 08/23/2004
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
MO
12/10/1998 - 12/12/2003
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
BOTH
Issued 06/29/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2007
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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