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Christopher Lee Stauffer

Cetera Investment Advisers LLC

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About Christopher Lee Stauffer

Christopher Stauffer is a financial advisor with Cetera Investment Advisers LLC. Christopher has been in the financial services industry since February 1, 2004 and has a wide range of experience. Christopher is registered with FINRA and the state of Iowa. Christopher has a variety of certifications and has been recognized for his work.

Firm Information

Christopher Stauffer is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

601 WASHINGTON AVE

IOWA FALLS, IA 50126

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher Stauffer’s Registration & Firm History

IA

01/21/2014 - Present

Cetera Investment Advisers LLC (IOWA FALLS IA)

IA

01/10/2012 - 04/15/2013

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

IA

09/26/2007 - 12/31/2009

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

NY

12/12/2003 - 08/23/2004

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

MO

12/10/1998 - 12/12/2003

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

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Licenses & Designations

BOTH

Issued 6/29/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 1/29/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/25/2007

Series 7 - General Securities Representative Examination

BC

Issued 12/7/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christopher Lee Stauffer.
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