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Christopher Lee Schumacher

Cetera Investment Services LLC

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About Christopher Lee Schumacher

Christopher Schumacher is a financial advisor with over 11 years of experience in the financial services industry. Christopher is currently registered with Cetera Investment Services LLC and is licensed to provide financial services in California, Iowa, Kansas, Minnesota, Nebraska, and South Dakota. Christopher was previously registered with Foresters Financial Services, Inc. Christopher holds a Series 6 and Series 63 license as well as the SIE exam.

Firm Information

Christopher Schumacher is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Schumacher’s Registration & Firm History

NE

06/20/2019 - Present

Cetera Investment Services LLC (OMAHA NE)

NE

05/23/2008 - 06/21/2019

FORESTERS FINANCIAL SERVICES, INC. (RALSTON NE)

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Licenses & Designations

BC

Issued 07/30/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/22/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher Lee Schumacher. Review regulatory record here.
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