Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ramsey is a financial professional with over 20 years of experience in the industry. Christopher Ramsey is currently registered with Charles Schwab & Co., Inc. Christopher Ramsey has also been registered with OptionsXpress, Inc., American United Life Insurance Company, and AUL Equity Sales Corp. Christopher Ramsey holds licenses for Series 3, 4, 6, 7, 9, 10, 63 and 66. Christopher Ramsey is a licensed financial professional in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
IN
01/01/2019 - Present
Charles Schwab & CO., Inc. (Indianapolis IN)
IN
02/14/2017 - 11/10/2017
OPTIONSXPRESS, INC. (INDIANAPOLIS IN)
IN
04/11/2012 - 12/31/2013
OPTIONSXPRESS, INC. (INDIANAPOLIS IN)
IN
08/25/1995 - 10/25/1995
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
IN
08/25/1995 - 10/25/1995
AUL EQUITY SALES CORP. (INDIANAPOLIS IN)
BOTH
Issued 12/31/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2017
Series 4 - Registered Options Principal Examination
BC
Issued 08/14/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2016
Series 3 - National Commodity Futures Examination
BC
Issued 02/15/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/24/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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