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Christopher Lee Milligan

Great Point Capital LLC

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About Christopher Lee Milligan

Christopher Milligan is a financial professional with over 15 years of experience in the financial services industry. Christopher holds multiple securities licenses, including Series 6, 7, 55, 63, and 65, as well as the SIE. Christopher has worked for both Waddell & Reed, Inc. and Assent LLC before joining Great Point Capital LLC. Christopher is currently registered in Texas.

Firm Information

Christopher Milligan is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Christopher Milligan’s Registration & Firm History

TX

07/16/2010 - Present

Great Point Capital LLC (AUSTIN TX)

TX

05/19/2008 - 07/26/2010

ASSENT LLC (AUSTIN TX)

KS

03/16/2004 - 12/08/2004

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 12/08/2007

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/15/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/17/2008

Series 7 - General Securities Representative Examination

BC

Issued 03/15/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Christopher Lee Milligan.
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