Unclaimed
Christopher Milligan is a financial professional with over 15 years of experience in the financial services industry. Christopher holds multiple securities licenses, including Series 6, 7, 55, 63, and 65, as well as the SIE. Christopher has worked for both Waddell & Reed, Inc. and Assent LLC before joining Great Point Capital LLC. Christopher is currently registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
07/16/2010 - Present
Great Point Capital LLC (AUSTIN TX)
TX
05/19/2008 - 07/26/2010
ASSENT LLC (AUSTIN TX)
KS
03/16/2004 - 12/08/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 12/08/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/15/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/17/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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