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Christopher Lee McGoogin-smith

Sofi Wealth LLC

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About Christopher Lee McGoogin-smith

Christopher McGoogin-smith is a financial advisor with Sofi Wealth LLC, a financial services company based in San Francisco, CA. Christopher has been in the financial services industry since 2015, holding previous roles with Merrill Lynch and Deutsche Bank Securities. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7 and Series 66 license. Christopher is also registered with the state of Florida as an Investment Advisor Representative. Christopher specializes in providing financial planning and portfolio management services to individuals, and educational seminars to a variety of clients.

Firm Information

Christopher McGoogin-smith is currently registered with Sofi Wealth LLC. Sofi Wealth LLC is a San Francisco, California-based registered investment advisor with over $1.36 billion in assets under management. The firm provides financial planning, educational seminars, and portfolio management services to individuals, including high-net-worth individuals. Sofi Wealth LLC also offers a wrap fee program and publishes periodicals. The firm has 70 investment advisor representatives and 4 licensed agents.
Sofi Wealth LLC

234 1ST STREET

SAN FRANCISCO, CA 94105

$1.37B

Assets Under Management

6,000

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Christopher McGoogin-smith’s Registration & Firm History

CA

03/19/2021 - Present

Sofi Wealth LLC (SAN FRANCISCO CA)

FL

08/24/2020 - 02/19/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

FL

09/14/2018 - 08/11/2020

DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)

FL

06/17/2015 - 09/05/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BOTH

Issued 08/28/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/28/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Christopher Lee McGoogin-smith. Review regulatory record here.
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