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Christopher Lee Maxwell

Pruco Securities, LLC

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About Christopher Lee Maxwell

Christopher Maxwell is an Investment Advisor Representative at Pruco Securities, LLC. Christopher has been in the financial services industry since 2000. Christopher is registered with the state of Illinois and has been active in the industry for over 20 years. Christopher has also been a trustee of a family trust since 2017. Christopher specializes in providing investment advice to individuals, corporations, and other businesses. Christopher's firm is headquartered in Newark, New Jersey, and has over 100 registered representatives and investment advisor representatives.

Firm Information

Christopher Maxwell is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Christopher Maxwell’s Registration & Firm History

IL

04/29/2017 - Present

Pruco Securities, LLC (Crystal Lake IL)

IL

01/08/2009 - 08/30/2016

ALLSTATE FINANCIAL SERVICES, LLC (ADDISON IL)

IL

07/06/2005 - 01/02/2009

CHASE INVESTMENT SERVICES CORP. (NAPERVILLE IL)

IL

02/12/2003 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

MI

07/19/2000 - 01/04/2003

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

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Licenses & Designations

IA

Issued 04/29/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/27/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2000

Series 7 - General Securities Representative Examination

BC

Issued 07/18/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Christopher Lee Maxwell. Review regulatory record here.
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