Unclaimed
Christopher Jones is an investment advisor representative at LPL Financial LLC. Christopher has been in the financial services industry for over 25 years and has a strong track record of success. He has a deep understanding of the investment markets and a commitment to helping his clients achieve their financial goals. Christopher offers a wide range of financial services, including financial planning, portfolio management, and retirement planning. Christopher is committed to providing his clients with personalized advice and guidance. He is a registered representative of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/21/2019 - Present
LPL Financial LLC (CONROE TX)
TX
06/17/2011 - 05/30/2019
CETERA ADVISORS LLC (Magnolia TX)
TX
10/18/2006 - 06/20/2011
NEXT FINANCIAL GROUP, INC. (CONROE TX)
TX
10/31/2005 - 10/25/2006
AIG FINANCIAL ADVISORS, INC. (DALLAS TX)
AZ
10/14/2003 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
TX
05/10/2002 - 10/28/2003
OXFORD FINANCIAL GROUP (HOUSTON TX)
NJ
05/09/2000 - 05/24/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
MA
05/14/1998 - 05/25/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
07/23/1997 - 04/06/1998
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
Issued 12/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/14/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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