Unclaimed
Christopher Johnson is a financial advisor with over 17 years of experience in the industry. Christopher is currently registered as a Registered Representative and Investment Advisor Representative with LPL Financial LLC. Christopher is also registered in Connecticut and Florida. Christopher has passed the Series 6, 7, 63, and 65 exams. Prior to joining LPL Financial LLC, Christopher worked at PFS Investments Inc. for over 13 years. Christopher provides investment advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/24/2024 - Present
LPL Financial LLC (NEW HAVEN CT)
CT
04/21/2006 - 05/15/2019
PFS INVESTMENTS INC. (HAMDEN CT)
IA
Issued 11/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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