Unclaimed
Christopher Driggers has been in the financial services industry since 2004. Currently, Christopher is a registered representative with MM Ascend Life Investor Services, LLC in Cincinnati, Ohio. Prior to joining MM Ascend Life Investor Services, LLC, Christopher was employed by WELLS FARGO ADVISORS, LLC in Charlotte, NC and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC in Charlotte, NC. Christopher has also held a position with VANGUARD MARKETING CORPORATION in Malvern, PA. Christopher is a Series 6, 7 and 63 licensed representative and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
11/18/2014 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
NC
04/23/2008 - 11/14/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
08/18/2005 - 03/26/2008
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
PA
06/18/2004 - 08/02/2005
VANGUARD MARKETING CORPORATION (MALVERN PA)
BC
Issued 06/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/17/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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