Unclaimed
Christopher Boggs is a financial advisor with over 20 years of experience in the financial services industry. Christopher is a registered representative with LPL Financial LLC. Christopher's experience includes working at First Allied Securities, Inc. and Investcorp, Inc. Christopher holds Series 6, 7, 26, 63 and 65 licenses. Christopher's office is located in Baton Rouge, Louisiana, and Christopher is registered to provide investment advice and securities services in 19 states. Christopher provides financial planning, portfolio management for individuals and businesses, and educational seminars to individuals and businesses. Christopher also works with charitable organizations, pension and profit-sharing plans, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
11/26/2018 - Present
LPL Financial LLC (BATON ROUGE LA)
LA
03/10/2014 - 11/23/2018
FIRST ALLIED SECURITIES, INC. (BATON ROUGE LA)
LA
10/21/2005 - 03/18/2014
LPL FINANCIAL LLC (BATON ROUGE LA)
FL
07/31/2000 - 10/19/2005
INVESTACORP, INC. (MIAMI FL)
IA
Issued 09/17/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/28/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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