Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lee is a financial professional with over 10 years of experience in the financial services industry. Christopher is currently registered with Regions Securities LLC and holds Series 7, 63, SIE, and 99TO licenses. Christopher has previously worked at Barclays Capital Inc. Christopher has been registered in Georgia since April 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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GA
03/26/2019 - Present
Regions Securities LLC (Atlanta GA)
NY
05/22/2013 - 01/25/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 11/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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