Unclaimed
Christopher Lazenby Chaplin is an investment advisor representative with Cambridge Investment Research Advisors, Inc. Christopher Chaplin has been in the securities industry since August 5, 2020. Christopher Chaplin is registered with FINRA and the state of Texas. The firm is located in Missouri City, TX. Christopher Chaplin has also been registered with various states, including Arizona, California, Colorado, Florida, Indiana, Michigan, Montana, North Dakota, Texas, and Wyoming. The firm has a wide range of client types, including high-net-worth individuals, individuals other than high-net-worth, and pension and profit-sharing plans. Christopher Chaplin is compensated by commissions, fixed fees, hourly charges, and a percentage of assets. Christopher Chaplin also provides financial planning, pension consulting, educational seminars, market timing services, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
08/06/2020 - Present
Cambridge Investment Research Advisors, Inc. (Missouri City TX)
BOTH
Issued 07/13/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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