Unclaimed
Christopher Ward has been in the financial services industry since January 4, 2008. Christopher is a registered representative with LPL Financial LLC and is licensed to sell securities in 32 states. Christopher is also a registered investment advisor in Missouri and Texas. Prior to joining LPL Financial LLC, Christopher worked at Commerce Brokerage Services, Inc. and Signator Investors, Inc. Christopher specializes in providing financial planning, portfolio management and investment advisory services to a wide range of clients including individuals, families, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/16/2023 - Present
LPL Financial LLC (ST. LOUIS MO)
MO
12/10/2010 - 08/16/2023
COMMERCE BROKERAGE SERVICES, INC. (ST. LOUIS MO)
MO
01/04/2008 - 12/08/2010
SIGNATOR INVESTORS, INC. (CHESTERFIELD MO)
IA
Issued 11/11/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/03/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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