Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Miles is a financial advisor with Wells Fargo Clearing Services, LLC. Christopher is based in Salt Lake City, UT and has over 20 years of experience in the financial services industry. Christopher has been registered with FINRA since 2002 and holds a Series 6, 7, 31, and 66 licenses. Christopher is also registered with the state of Utah as an investment advisor representative. Christopher has previously worked at Wells Fargo Investments, LLC, U.S. Bancorp Investments, Inc., Morgan Stanley DW Inc., and WMA Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
12/07/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SALT LAKE CITY UT)
UT
02/16/2005 - 12/10/2009
U.S. BANCORP INVESTMENTS, INC. (BOUNTIFUL UT)
NY
04/26/2002 - 02/08/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
GA
05/07/1998 - 12/31/1999
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 05/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 04/25/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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