Unclaimed
Christopher Layne Butts is a registered representative with Alps Distributors, Inc. in Denver, Colorado. Christopher has been in the securities industry since January 9, 1991. Christopher holds Series 7 and Series 63 licenses. Prior to joining Alps Distributors, Inc., Christopher worked for Janus Henderson Distributors US LLC, Quasar Distributors, LLC, Funds Distributor, Inc., Alliance Fund Distributors, Inc., Charles Schwab & Co., Inc., Shearson Lehman Hutton Inc., T. J. Raney & Sons, Inc., and First Investment Securities, Inc. Christopher is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/30/2023 - Present
Alps Distributors, Inc. (DENVER CO)
CO
11/22/2005 - 10/27/2022
JANUS HENDERSON DISTRIBUTORS US LLC (DENVER CO)
ME
08/15/2003 - 11/02/2005
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
ME
01/24/2001 - 12/31/2001
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
TN
03/23/1999 - 01/29/2001
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
TX
11/19/1991 - 12/14/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
09/21/1988 - 06/11/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
09/10/1986 - 10/03/1986
T. J. RANEY & SONS, INC.
NA
06/22/1983 - 09/25/1984
FIRST INVESTMENT SECURITIES, INC.
BC
Issued 09/12/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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