Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lawton Penta is a financial advisor at Keefe, Bruyette & Woods, Inc., a well-established firm with a strong presence in the financial services industry. Christopher has been in the industry since 2007 and holds several licenses, including Series 7, Series 63, and SIE. Christopher has experience in various states, including New York, California, Florida, and Texas, and has a strong track record of providing tailored financial guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/23/2007 - Present
Keefe, Bruyette & Woods, Inc. (NEW YORK NY)
BC
Issued 10/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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