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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lawson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher has been in the financial services industry since August 2013. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and has Series 6, 7, 9, 10, 31, and 66 licenses. Christopher is also registered as an investment advisor representative in 53 states and the District of Columbia. Christopher offers investment advisory services, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
04/13/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLAYTON MO)
LA
06/06/2017 - 01/02/2018
CAPITAL ONE INVESTING, LLC (COVINGTON LA)
GA
01/29/2015 - 10/01/2015
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
03/13/2012 - 01/15/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (TUCKER GA)
LA
08/02/2007 - 11/26/2007
METLIFE SECURITIES INC. (METAIRIE LA)
LA
11/22/2006 - 02/23/2007
CHASE INVESTMENT SERVICES CORP. (NEW ORLEANS LA)
BOTH
Issued 11/20/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/04/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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