Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Ward is a financial professional with over 6 years of experience in the securities industry. Christopher has a Series 63, Series 79 and SIE. Christopher is currently registered with Dowling & Partners Securities LLC, located in New York, New York. Christopher was previously registered with Hales Securities, LLC. Christopher's experience and qualifications make him a valuable resource for investors seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/29/2024 - Present
Dowling & Partners Securities LLC (New York NY)
NY
04/26/2017 - 04/29/2024
HALES SECURITIES, LLC (NEW YORK NY)
BC
Issued 10/23/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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