Unclaimed
Christopher Lawrence Kochard is a financial advisor with Keefe, Bruyette & Woods, Inc. Christopher has been in the financial services industry since November 26, 2012. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in all 50 states and the District of Columbia. Christopher holds the Series 63, Series 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VA
11/27/2012 - Present
Keefe, Bruyette & Woods, Inc. (RICHMOND VA)
BC
Issued 04/22/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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