Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Laurence Swaine is a financial advisor registered with Charles Schwab & Co., Inc. Christopher has over 14 years of experience in the financial services industry. Prior to joining Charles Schwab, Christopher worked at Morgan Stanley, E*TRADE Securities LLC, Arbor Court Capital, LLC, and TD Ameritrade, Inc. Christopher offers financial planning and other investment advisory services. Christopher is registered with the State of California, Colorado, Florida, Nevada, Oregon, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
04/11/2024 - Present
Charles Schwab & CO., Inc. (Pasadena CA)
CA
03/23/2023 - 11/01/2023
MORGAN STANLEY (LOS ANGELES CA)
CA
03/13/2019 - 09/05/2023
E*TRADE SECURITIES LLC (LOS ANGELES CA)
OH
04/11/2018 - 11/12/2018
ARBOR COURT CAPITAL, LLC (BROADVIEW HEIGHTS OH)
CA
01/06/2016 - 02/23/2017
E*TRADE SECURITIES LLC (LOS ANGELES CA)
IL
08/03/2012 - 01/06/2016
TD AMERITRADE, INC. (CHICAGO IL)
IL
01/30/2012 - 07/23/2012
FIDELITY BROKERAGE SERVICES LLC (NAPERVILLE IL)
IL
07/23/2008 - 01/05/2012
OPPENHEIMER & CO. INC. (CHICAGO IL)
IA
Issued 03/02/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Christopher Swaine is the right advisor for you? Invested Better is here to help.
