Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Larkin has been a securities professional since 1999. Christopher is currently registered with American Century Investment Services Inc. Christopher has held previous registrations with ALLIANCEBERNSTEIN INVESTMENTS, INC., ALLIANCE FUND DISTRIBUTORS, INC., and DEAN WITTER REYNOLDS INC.. Christopher is registered in 51 states for Broker-Dealer activity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/10/2019 - Present
American Century Investment Services Inc. (NEW YORK NY)
NY
01/27/2003 - 03/28/2019
ALLIANCEBERNSTEIN INVESTMENTS, INC. (NEW YORK NY)
TN
11/11/1999 - 01/16/2003
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NY
10/21/1998 - 08/31/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 10/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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