Unclaimed
Christopher Lagana is a financial professional with over 20 years of experience in the industry. Christopher is currently registered with TP Icap Global Markets Americas LLC as a representative. Previously, Christopher was affiliated with several other firms, including Global Direct Equities, LLC, Montecito Advisors, Inc., Assent LLC, Jefferies Execution Services, Inc., Nandra Group, Inc., Direct Brokerage, Inc., and Sands Brothers & Co., Ltd. Christopher holds the Series 7, Series 19, Series 25, Series 55, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/29/2024 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
05/03/2010 - 09/29/2017
GLOBAL DIRECT EQUITIES, LLC (NEW YORK NY)
NY
10/08/2012 - 11/04/2015
MONTECITO ADVISORS, INC. (NEW YORK NY)
NY
06/21/2010 - 06/19/2012
MONTECITO ADVISORS, INC. (NEW YORK NY)
NJ
08/11/2008 - 01/12/2010
ASSENT LLC (HOBOKEN NJ)
NY
05/16/2005 - 04/17/2008
JEFFERIES EXECUTION SERVICES, INC. (NEW YORK NY)
NY
05/06/2004 - 05/17/2005
NANDRA GROUP, INC. (NEW YORK NY)
NY
01/03/2001 - 04/28/2004
DIRECT BROKERAGE, INC. (NEW YORK NY)
NY
02/28/1995 - 12/21/2000
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BC
Issued 04/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2024
Series 19 - NYSE Floor Clerk - Equities Examination
BC
Issued 09/29/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/09/2002
Series 25 - NYSE Trading Assistant Examination
BC
Issued 02/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
N
New York Stock Exchange
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