Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher Lacroix is a financial advisor based in New York, NY. Christopher has over 11 years of experience in the financial services industry, currently working at Harris Williams. Christopher has previously worked at Pantheon Securities, LLC, Neuberger Berman BD LLC, Invesco Distributors, Inc., and Sanford C. Bernstein & Co., LLC. Christopher is licensed to conduct business in New York and holds FINRA Series 3, 7, 63, and 66 licenses. Christopher's professional designations include SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/14/2023 - Present
Harris Williams (New York NY)
NY
06/23/2021 - 03/24/2023
PANTHEON SECURITIES, LLC (NEW YORK NY)
NY
12/07/2018 - 06/15/2021
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
01/02/2014 - 11/09/2018
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
NY
09/26/2011 - 12/06/2013
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BOTH
Issued 04/08/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2014
Series 3 - National Commodity Futures Examination
BC
Issued 09/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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