Invested Better
Unclaimed

Unclaimed

Unclaimed

Christopher La flam

J.p. Morgan Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Christopher? Claim Your Profile

About Christopher La flam

Christopher La Flam is a financial advisor with J.P. Morgan Securities LLC. Christopher has been in the financial services industry since 1997. Christopher holds Series 6, 7, 26, 63 and 66 licenses, as well as a SIE certificate. Christopher provides financial planning, portfolio management, and selection of other advisors to both individuals and businesses. Prior to joining J.P. Morgan Securities LLC, Christopher worked at Empower Financial Services, Inc., Farmers Financial Solutions, LLC, and Transamerica Capital, Inc.

Firm Information

Christopher La flam is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Fee computed based on cents-per-share-deposited-into-the-account

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Christopher La flam’s Registration & Firm History

CO

09/05/2024 - Present

J.p. Morgan Securities LLC (HIGHLANDS RANCH CO)

CO

07/13/2017 - 10/10/2022

EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)

CO

09/23/2016 - 12/09/2016

FARMERS FINANCIAL SOLUTIONS, LLC (Greenwood Village CO)

CO

05/07/2014 - 08/09/2016

TRANSAMERICA CAPITAL, INC. (DENVER CO)

CO

05/06/2011 - 07/17/2012

U.S. BANCORP INVESTMENTS, INC. (HIGHLANDS RANCH CO)

CO

05/30/2007 - 04/20/2011

CHASE INVESTMENT SERVICES CORP. (DENVER CO)

TN

11/07/2006 - 05/25/2007

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

NY

08/15/2005 - 10/11/2006

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

IL

07/06/2005 - 08/04/2005

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

IL

08/05/2003 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NJ

08/21/2001 - 08/05/2003

PRUCO SECURITIES CORPORATION (NEWARK NJ)

CO

09/27/1994 - 07/30/2001

JANUS DISTRIBUTORS, INC. (DENVER CO)

Not sure if Christopher La flam is right for you?

Licenses & Designations

BOTH

Issued 03/22/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/02/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/14/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/14/2003

Series 7 - General Securities Representative Examination

BC

Issued 09/21/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 4 public disclosures for Christopher La flam. Review regulatory record here.
Not sure if Christopher La flam is right for you?