Unclaimed
Christopher La Flam is a financial advisor with J.P. Morgan Securities LLC. Christopher has been in the financial services industry since 1997. Christopher holds Series 6, 7, 26, 63 and 66 licenses, as well as a SIE certificate. Christopher provides financial planning, portfolio management, and selection of other advisors to both individuals and businesses. Prior to joining J.P. Morgan Securities LLC, Christopher worked at Empower Financial Services, Inc., Farmers Financial Solutions, LLC, and Transamerica Capital, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CO
09/05/2024 - Present
J.p. Morgan Securities LLC (HIGHLANDS RANCH CO)
CO
07/13/2017 - 10/10/2022
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
09/23/2016 - 12/09/2016
FARMERS FINANCIAL SOLUTIONS, LLC (Greenwood Village CO)
CO
05/07/2014 - 08/09/2016
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CO
05/06/2011 - 07/17/2012
U.S. BANCORP INVESTMENTS, INC. (HIGHLANDS RANCH CO)
CO
05/30/2007 - 04/20/2011
CHASE INVESTMENT SERVICES CORP. (DENVER CO)
TN
11/07/2006 - 05/25/2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
NY
08/15/2005 - 10/11/2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IL
07/06/2005 - 08/04/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
08/05/2003 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NJ
08/21/2001 - 08/05/2003
PRUCO SECURITIES CORPORATION (NEWARK NJ)
CO
09/27/1994 - 07/30/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BOTH
Issued 03/22/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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